The SEC reopened the comment period for a proposal that would amend the statutory definition of "exchange" to include trading systems that facilitate the trading of crypto asset securities.

Antitrust Division Assistant Attorney General Michael Kades examined the legal concept of "refusal to deal" in digital markets arguing that defining the principle too broadly would "create a loophole allowing anticompetitive conduct" that would "increase prices and reduce innovation."

The SEC sued a crypto asset company and one of its co-founders for a fraudulent marketing scheme that promised profitable returns on the company's stablecoins and other crypto asset securities.

The SEC Division of Corporation Finance granted no-action relief to an India-based issuer that was acting in compliance with India's Takeover and Delisting Regulations.

A formerly registered broker-dealer settled FINRA charges for failing to supervise the suitability of sales of variable annuities to customers.