A swap dealer settled CFTC charges for failing to appropriately disclose certain "pre-hedging" activities in FX transactions in violation of CFTC external business conduct requirements.

Coinbase filed a petition for a Writ of Mandamus requesting that the U.S. Court of Appeals for the Third Circuit compel the SEC to respond to Coinbase's previous petition for a rulemaking to clarify digital asset registration requirements.

SEC Chair Gary Gensler and SEC Commissioner Hester M. Peirce urged Small Business Forum participants to recommend policies to encourage capital formation.

SIFMA and FIA urged the FTC not to adopt its proposed "Non-Compete Clause Rule," which would effectively prevent employers from implementing non-compete clauses.

The Treasury Office of Terrorist Financing and Financial Crimes Assistant Secretary Elizabeth Rosenberg reviewed key findings from “the first illicit finance risk assessment conducted on decentralized finance (DeFi) services."