Senate Banking Committee Chair Sherrod Brown (D-OH) requested information from an on-line "smart savings platform powered by real estate," on the company's potential risks to customers.
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Senators John Thune (R-SD) and Tim Scott (R-SC) protested "recent climate related actions taken by the Department of Treasury's Federal Insurance Office.".
An online trading platform settled OFAC charges for processing digital asset-related transactions in sanctioned jurisdictions.
A broker-dealer settled FINRA charges for failing to identify potential sales charge discounts on customers’ mutual fund transactions.
The SEC extended the comment period on proposed amendments to rules governing beneficial ownership reporting until June 27, 2023. The SEC provided a supplemental analysis on the proposal's economic impact.