SEC Chair Gary Gensler highlighted SEC efforts, in coordination with Treasury and the Federal Reserve Board, to "enhance the resiliency, efficiency, and competitiveness of the Treasury markets."
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FINRA requested comment on potential regulatory measures to support capital-raising and ensure investor protection.
Senate Banking Committee Ranking Member Tim Scott (R-SC) requested information on the impact of SEC rulemakings on climate-related disclosures and private funds for small and emerging businesses.
FINRA recommended practices for broker-dealers when conducting investigations of private placement offerings.
The Congressional Research Service identified risks arising from the use of machine learning in the underwriting of consumer loans.