SEC Commissioner Mark T. Uyeda urged the SEC not to seek to expand its authority over foreign entities.
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A broker-dealer firm settled CFTC charges for engaging in market manipulation of issuer swaps.
Former executives from Silicon Valley Bank and Signature Bank testified before the Senate Banking Committee on their management of events leading up to the banks' closings.
Bank regulators testified before the House Financial Services Committee on current conditions; they reported resiliency during a period of economic stress.
In a new Report, IOSCO offered "Good Practices" for regulators and trading venues on how a jurisdiction could implement IOSCOS's principles on exchange traded funds.