A bipartisan group of Senators on the Banking, Housing and Urban Affairs Committee revised a bill to provide that "the Federal Deposit Insurance Corporation and appropriate Federal regulators have the authority to claw back certain compensation paid to executives."

Banking agencies proposed a rule that would require mortgage originators and secondary market issuers to "adopt policies, practices, procedures, and control systems to ensure that automated valuation models used in certain credit decisions or covered securitization determinations adhere to quality control standards."

To help firms prepare for the November 6, 2023 effective date for reporting transactions on TRACE involving foreign sovereign debt securities, FINRA will post a monthly file of FINRA Symbols and CUSIPs.

The CFTC requested comment on potential amendments to the risk management program and reporting requirements for swap dealers and futures commission merchants.

FINRA requested comment on a proposal to require market participants to submit reports disclosing order executions in National Market System stocks to FINRA. Submitted reports would then be published in a centralized location on the FINRA website.