House Financial Services Committee Ranking Member Maxine Waters (D-CA) requested analysis and recommendations from Treasury and the SEC on the Republican-proposed legislation that would establish a digital asset framework.

FINRA proposed an amendment to its Trading Activity Fee that would exempt transactions by a non-member proprietary trading firm executed on an exchange of which the firm is a member.

The Managed Funds Association warned that the SEC's proposed cybersecurity rules may cause the "unintended consequence of diverting advisers' resources during a critical window following discovery of an attack."

The Office of the Comptroller of the Currency provided guidance on how the OCC's supervisory approach and processes are applied to the asset management activities of national banks.

A broker-dealer settled FINRA charges for failing to maintain adequate market access risk management controls.