IOSCO said that two "credit sensitive" alternatives to USD LIBOR should not be represented as being "IOSCO-compliant."

The House Judiciary Committee ​​​​​​​requested information from three of the largest asset managers in finance pursuant to a Committee inquiry into "the sufficiency of existing antitrust laws to address collusive agreements to promote and adopt progressive environmental, social, and governance (ESG) goals."

A broker-dealer settled charges with FINRA for excessive trading in accounts and incurring "substantial losses" for customers.

FINRA proposed rule amendments to provide margin relief for specified index option transactions and warrant positions.

Senate Banking Committee Chair Sherrod Brown urged the CFPB to address the risks associated with artificial intelligence "voice cloning."