The SEC alerted broker-dealers about anti-money laundering compliance deficiencies found in recent examinations.

Senators Elizabeth Warren (D-MA), Roger Marshall (R-KS), Joe Manchin (D-WV) and Lindsey Graham (R-SC) reintroduced the Digital Asset Anti-Money Laundering Act. The bill would bring digital assets within the AML/CFT regulatory framework.

The SEC set a comment deadline of October 2, 2023, for proposed amendments to exemptions from the prohibition on Commission registration for certain investment advisers that provide advisory services through the internet.

The U.S. District Court for the Southern District of New York denied a Singapore-based crypto-assets company’s Motion to Dismiss SEC charges in connection with the sale of cryptocurrencies.

The Financial Stability Oversight Council and the Financial Stability Board considered the "post-LIBOR transition landscape" and steps forward to ensure market resilience.