FINRA will sponsor a production User Acceptance Test on September 9, 2023 for firms required to report transactions on TRACE involving foreign sovereign debt securities.

A media company settled charges for failing to register the sale of non-fungible tokens under the Securities Act.

House Financial Services Committee Chair Patrick McHenry (R-NC) and Subcommittee Chairs French Hill (R-AR) and Bill Huizenga (R-MI) expressed concern that the Federal Reserve Board's August 8, 2023 supervisory guidance will deter financial institutions from activities using digital assets.

A manufacturer settled charges for Foreign Corrupt Practices Act violations after a Chinese subsidiary improperly recorded expenses for providing Chinese government officials with overseas travel and entertainment as legitimate business expenses.

CFTC Commissioner Christy Goldsmith Romero offered three proposals to promote market resilience against climate-related financial risk.