Eric J. Pan, President and CEO of the Investment Company Institute expressed dismay with a rapid and seemingly disjointed approach to SEC rulemaking.

Federal Reserve Board Governor Michelle W. Bowman recommended steps to ensure that banking reforms focus on "remediating identified issues" and that supervisory priorities are "aligned with the most pressing needs demonstrated by recent events."

The MSRB requested comment on draft amendments to Uniform Practice regulations which would retire or reorganize interpretive guidance pertaining to confirmation disclosure requirements for inter-dealer municipal securities transactions.

A global health services company settled charges with the DOJ to resolve a series of False Claims Act actions being pursued by numerous U.S. attorney’s offices across the country.

The SEC charged that an audit firm failed to maintain independence from clients while engaging in audits, exams and reviews.