Commentary by Steven Lofchie
The SEC adopted a new rule under the Securities Exchange Act which imposes reporting requirements on persons who lend "reportable securities."
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Commentary by Steven Lofchie
The FTC and the CFPB sued a nationwide consumer reporting agency for Fair Credit Reporting Act violations related to rental background check reports.
The SEC adopted a new Exchange Act Rule requiring 'institutional investment managers' to report, on new Form SHO, information as to certain short positions in equity securities and related trading activity.
SEC Commissioner Caroline A. Crenshaw described potential risks to investors and the economy associated with the Broadly Syndicated Loan market.
The SEC Division of Corporation Finance granted no-action relief to a bank holding company from being considered an "ineligible issuer" under the definitions section of Securities Act rules on registration statements and prospectuses.