CFTC Commissioner Christy Goldsmith Romero asked members of the Technology Advisory Committee to consider "guardrails to ensure that AI innovation is responsible."

A broker-dealer that sells mutual funds and variable products settled charges with FINRA for failing to supervise the outside business activities of its registered representatives.

The CFPB reviewed federal student loan servicing practices since required repayments have resumed.

The CFTC set a comment deadline of February 16, 2024 for a proposed rule to enhance protection of funds and assets owned by clearing members of a DCOs.

FDIC Director Jonathan McKernan expressed skepticism on the Basel Committee's proposed "endgame" for capital standards.