In remarks before the 43rd Annual Government-Business Forum on Small Business Capital Formation, SEC Commissioners Hester M. Peirce and Jaime Lizárraga offered different perspectives on SEC support for small cap companies.

SEC amendments updating the EDGAR Filer Manual, which sets forth the technical formatting requirements for electronic submissions under Reg. S-T went into effect on April 19, 2024.

Comments on FDIC proposed amendments to its Statement of Policy on Bank Merger Transactions are due on or before June 18, 2024.

FinCEN reported "threat patterns and trends" in elder financial exploitation derived from Bank Secrecy Act data reports filed between June 15, 2022 and June 15, 2023.

A firm settled CME Group charges for failing to adequately supervise an employee trading on the NEX swap execution facility.