The CFPB updated compliance dates for regulations issued pursuant to Dodd-Frank that had been stayed pending the outcome of the Supreme Court's decision in CFPB vs. Community Financial Services Association of America, LTD.
News & Insights
An individual and several trading firms settled separate disciplinary actions for violating CME "wash trade" rules.
The Chair of the House Financial Services Committee, Patrick McHenry, Ranking Member Maxine Waters, U.S. Senator Mike Crapo and U.S. Senator Mark Warner urged federal financial regulators to finalize rulemakings implementing the Financial Data Transparency Act.
We are pleased to share the first issue of Consumer Finance Review, an offshoot of US Regulatory Intelligence and a brand-new monthly publication of Norton Rose Fulbright.
At the second annual Conference on Emerging Trends in Asset Management, SEC Chair Gary Gensler and SEC Director of the Division of Investment Management Natasha Vij Greiner highlighted trends in asset management products and strategies.