In a just released 2023 Annual Report to Congress, the Committee on Foreign Investment in the United States detailed its activities in reviewing foreign investments in US businesses for national security risks.

Witnesses testified on the use of AI in housing and financial services before the House Financial Services Committee.

FINRA Senior Director of the Cyber and Analytics Unit, Jamie Udinson, and colleagues from FINRA's Risk Monitoring and Exams programs described developments on FINRA's crypto asset work.

In a letter to JPMorgan Chase CEO Jamie Dimon, six Democratic Senators challenged the bank on "backsliding" on its "'binding commitments' on climate and environmental issues."

A broker-dealer settled FINRA charges for failing to establish and enforce written policies and procedures reasonably designed to achieve compliance with Regulation Best Interest and Form CRS.