The FDIC extended the comment period from October 22, 2024, to November 21, 2024, on a proposal to amend rules concerning restrictions on brokered deposits for insured depository institutions that are not well-capitalized.

Nicole M. Argentieri, Department of Justice Principal Deputy Assistant Attorney General for the Criminal Division, called for collaboration with AI developers and private companies to address the increasing risks associated with the misuse of AI for criminal activities.

The Chicago Mercantile Exchange fined and permanently suspended an individual for manipulative trading.

The FDIC extended the comment period from October 7, 2024, to December 6, 2024, on a Request for Information on deposit data information.

FINRA implemented "functionality enhancements" for the Uniform Branch Office Registration Form to make it easier for firms to amend their submissions regarding existing office locations.