Speech covers cross-border enforcement and supervisory cooperation, and global responsibilities. View speech in full here.

Speech covers: The JOBS Act A cost-benefit analysis, which cuts across all rulemakings View speech in full here.

The SEC yesterday announced that Erica Williams will become the agency’s Deputy Chief of Staff. View press release in full here.

In connection with transactions executed anonymously on the Box Options exchange, a broker-dealer can indicate on its confirm for a customer that it cited as "agent" where the broker-dealer does not know that another desk of the broker-dealer is principal on the opposite side of the trade. SEC No-Action Letter Date of Letter: 05/11/2012

A broker-dealer that executes orders sent outbound from an exchange can treat such transmitting exchange as if it were itself a broker-dealer for purposes of Rule 10b-10, Regulation T, and Rule 15b9-1. SEC No-Action Letter Date of Letter: 05/11/2012