The SEC will be holding a public meeting TODAY in Multi-Purpose Room LL-006 at the SEC’s headquarters, 100 F Street, N.E., Washington, DC. The meeting will begin at 9:00 a.m. (EDT) and will be open to the public. Seating will be on a first-come, first-served basis. Doors will open at 8:30 a.m. Visitors will be subject to security checks. The meeting will be webcast on the SEC’s website at www.sec.gov. The agenda for the meeting includes discussions of provisions of the Jumpstart Our Business Startups Actand other matters relating to rules and regulations affecting small and emerging companies

The OCC, Board of Governors of the Federal Reserve System, and the FDIC (collectively, the agencies) are revising their market risk capital rules to better capture positions for which the market risk capital rules are appropriate; reduce procyclicality; enhance the rules’ sensitivity to risks that are not adequately captured under current methodologies; and increase transparency through enhanced disclosures. The final rule does not include all of the methodologies adopted by the Basel Committee on Banking Supervision for calculating the standardized specific risk capital requirements for debt

In Thursday’s keynote address, Chairman Gary Gensler elaborated upon the CFTC's efforts to implement swaps market reforms. His comments covered: 1) how transparency will create a more functional and liquid market; 2) the benefits of increasing the use of central clearing; 3) the requirement of swap dealers to #8220;provisionally register,#8221; after the Commission finalizes the definitions of #8220;swap#8221; and #8220;securities-based swap"; 4) the importance of including overseas branches and affiliates in the reforms; 5) the recent reduction of funding to the CFTC. View speech in full here

FINRA Reg. Notice 12-27 FINRA is requesting comment on proposed amendments to FINRA Rule 5110 (Corporate Financing Rule) that (i) address current deferred compensation arrangements for financial advisory services in connection with public offerings, (ii) eliminate an anomalous filing requirement for exchange traded funds structured as statutory or grantor trusts, and (iii) make certain ministerial amendments to, among other things, reflect electronic filing requirements. Comments Due: July 23, 2012 Cross References: FINRA Rule 5110; NASD Rule 2830; NASD NTMs 97-82. For more information about

Craig Kugel; IA-3413, 34-67118 Date: 06/05/2012 OppenheimerFunds, Inc. and OppenheimerFunds Distributor, Inc.; IA-3417, 34-67142, IC-30099, 33-9329 Date: 06/06/2012 David Mark Bunzel; IA-3416, IA-30098, 34-67140 Date: 06/06/2012