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July 03, 2012

Proposed Rule Changes to Amend EDGX Rules Regarding Market Access (SEC Release)

View release in full here (links externally to SEC website).

July 03, 2012

Proposed Rule Change to Amend BATS Rules 14.2 and 14.3 to Adopt Additional Listing Requirements for Reverse Merger Companies and to Align BATS Rules with the Rules of other SROs (SEC Release)

View release in full here (links externally to SEC website).

July 03, 2012

Proposed Rule Change Relating to New Market Access Risk Management Service, EdgeRisk Controls (SEC Release)

View release in full here (links externally to SEC website).

July 03, 2012

Proposed Rule Change To Amend the Fee Schedule For Trading on BOX -- Effective Immediately (SEC Release)

View release in full here (links externally to SEC website).

July 02, 2012

First Resolution Plans Due On or Before July 2 (FDIC, Board of Governors of the Federal Reserve: Joint Press Release)

The FDIC and the Federal Reserve Board announced the process for receiving and evaluating the initial resolution plans--also known as living wills--from the largest banking organizations operating in the United States. View press release in full here (links externally to Federal Reserve website).