View notice in full here (links externally to SEC website). &

View notice in full here (links externally to SEC website).

The CFTC published in the Federal Register on April 28, 2011 a notice of proposed rulemaking that would establish initial and variation margin requirements for uncleared swaps. The comment period closed on July 11, 2011. View notice in full here(links externally to CFTC website).

The SEC will hold an Open Meeting on July 11, 2012 at 10:00 a.m., in the Auditorium, Room L-002. The subject matter of the Open Meeting will be: The SEC will consider whether to adopt Rule 613 under Section 11A of the Exchange Act, to require national securities exchanges and national securities associations to submit a national market system ("NMS") plan to develop, implement, and maintain a consolidated order tracking system, or consolidated audit trail, with respect to the trading of NMS securities, that would capture customer and order event information for orders in NMS securities, across

The SEC announced that it charged Axius, Inc., its President and CEO, Roland Kaufmann, and stock promoter Jean-Pierre Neuhaus with engaging in a fraudulent broker bribery scheme designed to manipulate the market for Axius' common stock. View notice in full here (links externally to SEC website). SEC Complaint