View notice in full here (links externally to SEC website).

View notice in full here (links externally to SEC website).

View notice in full here (links externally to SEC website).

SIFMA's Kenneth E. Bentsen, Jr., executive vice president, public policy and advocacy, testified before the House Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises. In his testimony, he discussed the impact of certain provisions of Dodd-Frank and their impact on credit availability. Namely, his testimony covered: The Volcker Rule, Credit Risk Retention, Title VII, and Section 165(e) Single Counterparty Credit Limits View additional details here(links externally to SIFMA website).

The CFTC announced that it filed a complaint in the US District Court for the Northern District of Illinois against Peregrine Financial Group Inc. (PFG), a registered futures commission merchant, and its owner, Russell R. Wasendorf, Sr. (Wasendorf). The Complaint alleges that PFG and Wasendorf committed fraud by misappropriating customer funds, violated customer fund segregation laws, and made false statements in financial statements filed with the CFTC. The National Futures Association (NFA) is PFG's Designated Self-Regulatory Organization and is responsible for monitoring and auditing PFG