Cross References: Dodd-Frank Title II; Dodd-Frank Studies table. View study in full here (links externally to GAO website).

SEC Final Rule: Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b–4 and Form 19b–4 Applicable to All Self- Regulatory Organizations In accordance with Section 763(a) of the Dodd-Frank Act, the SEC is adopting rules under the Exchange Act to specify the process for a registered clearing agency's submission for review of any security-based swap, or any group, category, type or class of security-based swaps, that the clearing agency plans to accept for clearing, the manner of

View letter in full here (links externally to SEC website).

On June 20, 2012, the SEC adopted a new rule and amendments to its proxy disclosure rules to implement Section 952 of the Dodd-Frank Act, which added Section 10C to the Exchange Act. Section 10C requires the SEC to adopt new disclosure rules concerning compensation consultant conflicts of interest. Section 10C also requires the SEC to adopt rules directing the national securities exchanges-such as NYSE and NASDAQ-and national securities associations (collectively, the "exchanges") to adopt listing standards with respect to compensation committees and compensation advisers. Under the new rule

Proposed Rule Change to Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps). View rule change in full here(links externally to FINRA website).