View release in full here (links externally to SEC website). Submit comments on SR-NYSE-2012-26

The OCC announced enforcement actions against Capital One, N.A., and Capital One Bank (USA), N.A., for violations and compliance deficiencies related to the Servicemembers Civil Relief Act (SCRA). The enforcement actions require the banks to improve their policies and procedures for determining whether servicemembers who request certain benefits provided by the SCRA are eligible for such benefits, and require the banks to ensure the retention of accurate and complete records that document the basis for decisions regarding servicemembers' eligibility for SCRA benefits or protections. This

Lists, or provides links to, a variety of regulatory developments.

The CFTC is proposing new rules and related forms to enhance its identification of futures and swap market participants. The proposed rules would leverage the CFTC’s existing position and transaction reporting programs by requiring the electronic submission of trader identification and market participant data on amended Forms 102 and 40, and on new Form 71. The proposed rules also incorporate a revised approach to the CFTC’s previous initiative to collect ownership and control information, through a dedicated ownership and control report (‘‘OCR’’), for trading accounts active on reporting

The SEC will not object if Republic Services, Inc. stops filing periodic and current reports under the Exchange Act, including their quarterly reports on Form 10-Q. The Subsidiary Guarantors will file certifications on Form 15 making appropriate claims under Exchange Act Rule 12h-3 on or before the due date of their Forms 10-Q for the quarter ended June 30, 2012. Cross Reference(s): Exchange Act Rule 12h-3. View release in full here (links externally to SEC website).