This Order revokes the registrations of the registered securities of Alternative Energy Sources, Inc., Arlington Hospitality, Inc., Consolidated Oil Gas, Inc., CSMG Technologies, Inc., CytoGenix, Inc., Dakotah, Incorporated, and DelSite, Inc. (collectively, Respondents). The revocations are based on Respondents' repeated failure to file required periodic reports with the SEC. Cross-Reference(s): Exchange Act Sections 12(g), 12(j), 13(a); Exchange Act Rule 15c2-11(f)(3); 17 CFR Sec 201.141(a)(2)(ii), 201.220, 201.323, 201.155(a). View action in full here (links externally to SEC website).
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Administrative action against Respondents Redcell Power Corp., Regency Property Group, Inc. (f/k/a Island Residences Club, Inc.), Riddle Records, Inc., Wareforce.com, Inc., and Whistler, Inc. pursuant to Section 12(j) of the Exchange Act. Cross-Reference(s): SEA Sec 12(g), 12(j), 13(a); 17 CFR Sec 201.220(b), 201.220(f), 201.221(f), 201.310, 201.360(a)(2), 201.155(a). View in full h ere (links externally to PDF).
This Order bars Matthew J. Gagnon (Gagnon) from association with any broker or dealer for committing bad deeds. [SL Comment: The interesting item in the case was that the Administrative Law Judge declined to impose any penalties that would have been permitted under Dodd-Frank against Gagnon as his misdeeds had predated the effectiveness of Dodd-Frank.] Cross-Reference(s): SEA Sec 10(b), 15(a), 15(b); SEA Rule 10b-5; 17 CFR Sec. 201.155(a), 201.220(f), 201.323; Securities Act Sec 5(a), 5(c), 17(a), 17(b). View in full here (links externally to SEC website).
Financial Services Authority July 27, 2012 Six individuals have been convicted of insider dealing after the Financial Services Authority's longest and most complex investigation to date. The six had been involved in a complicated scheme aimed at obtaining confidential and price-sensitive information in relation to a number of proposed takeover bids. This information was then used to execute a number of spread bets in anticipation of the price of the relevant shares rising once the confidential information became public. The FSA has previously secured 14 insider dealing convictions, and a
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