Republicans on the House Financial Services Committee and House Agriculture Committee called on the SEC and FINRA to clarify regulatory inconsistencies surrounding Ethereum's token, Ether.

A firm settled FINRA charges for failing to preserve required records related to retail customer recommendations.

The International Organization of Securities Commissions recommended twenty-one non-binding "Good Practices" for regulators, trading venues and market participants to facilitate "orderly and transparent trading of carbon credits."

A firm settled FINRA charges for failing to disclose the disciplinary history of an associated person on its customer relationship summary.

In its Appellee Brief, filed in the DC Circuit, the trading platform KalshiEx LLC argued that the CFTC exceeded its authority by attempting to ban Congressional Control Contracts.