The SEC approved the registrations of eight Security-Based Swap Execution Facilities.
News & Insights
The CFTC and the SEC extended the date for compliance with amended Form PF from March 12, 2025 to June 12, 2025.
Senate Banking Committee Chair Tim Scott announced the formation of new Working Groups to address corporate governance and financial regulatory oversight.
In its 2025 Annual Regulatory Oversight Report, FINRA summarized findings on key regulatory topic areas to help member firms "incorporat[e] relevant elements into [their] compliance programs in a manner tailored to [their] activities and applicable regulatory requirements."
SIFMA, SIFMA AMG, ISDA, the Managed Funds Association, the Futures Industry Association, FIA Principal Traders Group, the Alternative Investment Management Association and the Institute of International Bankers urged the SEC to delay the implementation of the "Clearing Rule" on US Treasury securities.