CFTC Acting Chair Caroline D. Pham appointed Rahul Varma to serve as the Acting Director of the Division of Market Oversight.
News & Insights
The SEC and a crypto exchange asked the District Court for the Southern District of New York to "stay of all deadlines" in a case concerning the exchange's interest earning program.
A broker-dealer settled FINRA charges for failing to implement adequate supervisory systems in multiple areas, including compliance with Regulation Best Interest, Form CRS obligations, email monitoring and outside account reviews.
The House Financial Services Committee voted to advance the Stablecoin Transparency and Accountability for a Better Ledger Economy, or STABLE Act.
The Government Accountability Office detailed how US regulators played a key role in shaping the Basel III capital standards. The standards, which revise methods for estimating a bank's risks and capital requirements, have not yet been implemented in the US.