SEC Chair Paul S. Atkins appointed experienced Directors for the Division of Investment Management, the Division of Trading and Markets, and the Office of Public Affairs. He also appointed a new Chief Accountant.

The SEC announced the panelists for an upcoming roundtable on Executive Compensation Disclosure Requirements. The roundtable is scheduled for June 26, 2025.

The MSRB rescinded proposed rule amendments that would have shortened the post-trade reporting window to one minute, reverting the timeframe to 15 minutes. In addition, FINRA proposed rule amendments to maintain the currently effective 15-minute TRACE reporting timeframe.

The CFTC and SEC extended the compliance date for Form PF amendments that require additional disclosures for private funds. The compliance date was extended from June 12, 2025 to October 1, 2025.

A firm settled FINRA charges for failing to reasonably safeguard customer records and information.