CFTC Commissioner Kristin N. Johnson called for stronger international cooperation to address risks from artificial intelligence and to strengthen cybersecurity in the financial system.

The banking agencies issued joint guidance for banking organizations considering or already offering safekeeping services for crypto assets.

FINRA suspended a broker for intentionally mismarking trading positions to create the appearance of profitability.

The SEC dismissed its first-ever case against an investment adviser of a mutual fund, as well as several of its trustees, for investments in illiquid assets that exceeded the amount allowed under the "Liquidity Rule."

The SEC charged a Georgia-based lender and its owner/president with misrepresentation, misappropriation and engaging in ponzi scheme to defraud investors.