The Conference of State Bank Supervisors ("CSBS") recommended revisions to the Senate Banking Committee's draft Responsible Financial Innovation Act, a bill to impose disclosure requirements for digital asset transaction. (See previous coverage.)

Senate Republicans called on federal banking regulators to reassess the supervisory process for Matters Requiring Attention ("MRAs") and Matters Requiring Immediate Attention ("MRIAs").

The SEC Division of Trading and Markets issued guidance to broker-dealers on meeting the customer reserve and segregation obligations under the Customer Protection Rule formula for cleared US Treasury securities.

A firm settled FINRA charges for operating below its minimum net capital requirement, inadequate supervisory controls, and failures to make timely filings in connection with public offerings.

CFTC Commissioner Kristin N. Johnson recapped takeaways from two recent roundtables—one focused on financial innovation and the oversight of emerging technologies, and the other on surveillance and supervision.