The Futures Industry Association Principal Traders Group urged the SEC not to approve the Investors' Exchange, LLC's application for registration as a National Securities Exchange until it addressed outstanding issues.
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22403 News Results
FINRA updated its FAQ to address certain issues concerning the new Equity and Debt Research Rules.
President Obama announced the nominations of: (i) Dr. Chris Brummer to be a CFTC Commissioner for the remainder of the term expiring June 19, 2016; and (ii) Brian Quintenz to be a CFTC Commissioner for a term expiring April 13, 2020.
The SEC granted a limited exemption to BATS Exchange Inc. from complying with certain requirements of the Tick Size Pilot Plan under Rule 608(c) of Regulation NMS.
ICE Futures, U.S. Inc. submitted amendments creating exceptions to its requirement to aggregate commonly held positions. The amendments will become effective on March 18, 2016.