The CFTC requested comment on the implementation of recommendations contained in a report by the President’s Working Group on Digital Assets.
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A firm settled FINRA charges for failing to publish complete and accurate quarterly order routing reports and for related supervisory deficiencies.
FINRA suspended a broker for recommending excessive trades in the accounts of two retail customers.
Robinhood Derivatives LLC brought federal actions against regulators in Nevada and New Jersey, alleging that the states are improperly preventing the trading platform from offering sports events contracts to customers.
Several digital asset groups asked President Trump to secure the swift Senate confirmation of Brian Quintenz as Chair of the Commodity Futures Trading Commission.