The CFTC and the SEC extended the compliance date for the 2024 Form PF amendments from October 1, 2026, to July 1, 2027.

The SEC approved a Cboe Exchange, Inc., rule change that permits investors to execute cross-product strategies using a single order type comprising options and futures on the Cboe Volatility Index.

A former federal employee settled CFTC charges of misappropriating confidential information about presidential speeches to inform trades on a prediction market.

The U.S. Court of Appeals for the Ninth Circuit unanimously affirmed in part the dissolution of KalshiEX's preliminary injunction against Nevada gaming regulators, holding that the prediction market operator's sports event contracts are likely not "swaps" under the CEA, a holding that splits with the Third Circuit.

Transfer agents and broker-dealers failed to properly search for lost securityholders and notify unresponsive payees due to inadequate procedures and flawed electronic communication tracking, the SEC Division of Examinations warned.