The CFTC Market Risk Advisory Committee meeting will examine (i) how derivatives markets are working for end users and (ii) market usage of portfolio compression.
News & Insights
22403 News Results
The SEC approved a FINRA proposal to amend OATS rules to require members to identify broker-dealers who are not FINRA members but send orders to reporting FINRA members.
Representative Scott Garrett requested that the Treasury Department provide further information as to FSOC's designation process and its future intent as to the designation of insurance companies and investment advisers.
The CFTC Division of Market Oversight granted the Futures Industry Association conditional time-limited no-action relief from data reporting and data masking obligations implemented by the Ownership and Control final rule.
SIFMA President and CEO Kenneth Bentsen briefly outlined initiatives that will remain a priority for SIFMA.