The FDIC will review issues concerning securities transfer agents, incentive compensation for executives, and deposit insurance assessments for small banks.

In testimony before a Subcommittee of the House Financial Services Committee, SEC Directors and Chiefs outlined new and increasing regulatory and oversight responsibilities.

The SEC extended the 45-day review period of a FINRA proposal to adopt Rule 4554, which requires alternative trading systems to submit additional order information to FINRA.

The Office of Foreign Assets Control updated its Cuba-Related "Frequently Asked Questions" in order to address issues related to increasing commercial and non-commercial connections between the United States and Cuba.

CFTC Chair Timothy Massad signed counterpart agreements to a Memorandum of Understanding with Canadian financial regulators in Saskatchewan, New Brunswick and Nova Scotia.