Democratic Senators called on the Banking Committee to postpone consideration of Federal Reserve Board Governor nominee Dr. Stephen Miran.

House Oversight Committee Chair James Comer requested that the Treasury Department provide Suspicious Activity Reports ("SARs") tied to Jeffrey Epstein and Ghislaine Maxwell.

An advisory firm settled SEC charges for failing to adequately disclose conflicts of interest in connection with its fee-based, portfolio management, Personal Advisor Services program.

The SEC identified the panelists for an upcoming roundtable on trade-through prohibitions. The roundtable is scheduled for September 18, 2025.

FINRA suspended a broker for exercising discretion in customer accounts without written authorization and for using unapproved communication channels to conduct securities business.