The SEC adopted revisions to the updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual and related rules. The updates are primarily intended to support the new submission form types for money market mutual funds. The final revisions was published in the Federal Register.

The MSRB requested comment on draft amendments on professional qualification requirements to establish continuing education requirements for certain associated persons of a municipal advisor.

The Monetary Policy and Trade Subcommittee of the House Financial Services Committee examined the regulatory approach taken by the Financial Stability Board and its "implications for U.S. growth and competitiveness."

The CFTC charged a financial services firm registered as a futures commission merchant with participating in unlawful wash trades and related supervisory failures.

The CFTC filed charges against an introducing broker and its majority owner and sole principal for supervisory and registration failures.