A bank agreed to pay a $90 million penalty to settle charges that it misrepresented the way in which it determined a "key performance metric" for its wealth management business.

Senior U.S. and European officials will conduct a second round of discussions on cross-border resolution planning.

The Board of Governors of the Federal Reserve System and the FDIC released the public sections of "targeted submissions" for eight systemically important domestic banking institutions.

The SEC brought charges against an investment adviser for allegedly (i) "cherry-picking" profitable trades for his own accounts and (ii) misleading senior clients and others about fees and risks.

The NFA barred an introducing broker from membership permanently for failing to (i) maintain required minimum adjusted net capital, (ii) keep current and accurate books and records, and (iii) supervise its employees adequately.