The CFTC’s Division of Market Oversight extended no-action relief with respect to trade execution and related requirements for swaps executed as part of package transactions that include both a made available to trade swap and a futures contract.

The FIA petitioned the CFTC to repeal its large trader reporting rules for physical commodity swaps under Part 20 of the CFTC's regulations.

House Republicans (collectively, the "Representatives") urged SEC Chair Paul Atkins to align the agency’s rules with President Trump’s Executive Order "Democratizing Access to Alternative Assets for 401(k) Investors" (the "Executive Order")

The Financial Crimes Enforcement Network ("FinCEN") proposed postponing the effective date of the 2024 final rule establishing AML/CFT program and SARs filing requirements for SEC-registered investment advisers ("RIAs") and exempt reporting advisers ("ERAs").

A firm settled FINRA charges for inaccurately reporting thousands of fixed-income transactions to TRACE and for related supervisory failures.