The Government Accountability Office (i) evaluated efforts by regulatory agencies to coordinate and analyze Dodd Frank Act rules that became effective between July 2015 and July 2016, and (ii) examined the impact of the rules on financial market stability.

The SEC charged three Chinese traders with fraud for trading on hacked "nonpublic market-moving information" stolen from two prominent New York-based law firms.

The SEC charged a California attorney with violating federal regulations in a scheme to defraud investors seeking to participate in the EB-5 immigrant investor program.

The SEC Office of Investor Education and Advocacy offered ten tips for investors in 2017.

The SEC requested comments on a proposal that would amend various FINRA rules to conform to the SEC-proposed amendment to shorten the standard settlement cycle for most broker-dealer transactions.