A firm settled FINRA charges for misleading communications concerning crypto assets offered by an unaffiliated entity.

At a joint SEC-CFTC roundtable on regulatory harmonization, SEC and CFTC Commissioners agreed on the importance of reducing duplicative oversight.

The Federal Reserve Board reminded covered institutions of their obligations under "special measures" that may be imposed by the U.S. Department of the Treasury’s Financial Crimes Enforcement Network.

FINRA reminded firms to comply with FINRA requests for information, testimony, inspection and records, regardless of where the firm or its operations are located.

In a speech before the Coin Center, a regulatory crypto-policy non-profit organization, SEC Commissioner Peirce spoke of her hopes for the crypto industry and of her plans to return to private life after leaving the Commission.