The SEC awarded a total of more than $7 million to three whistleblowers who assisted the commission in prosecuting an investment scheme.
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22403 News Results
The CFTC extended the comment period to May 1st for the Supplemental Notice of Proposed Rulemaking for Regulation Automated Trading.
The Federal Reserve Bank of New York Board of Directors approved a series of promotions at the Bank.
The SEC updated the Electronic Data Gathering, Analysis, and Retrieval System Filer Manual and rules relating to the submission of Municipal Advisor Forms.
The CFTC raised the maximum amount permissible for civil monetary penalties assessed for violations of the CEA and CFTC rules, regulations and orders.