The CFTC released an agenda for a public meeting of the Market Risk Advisory Committee to be held on April 25th 2017.
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The CFTC fined a Minnesota dairy and ingredients company for accepting orders for the purchase and sale of milk futures contracts without being registered as a Futures Commission Merchant.
The Office of Financial Research described an approach to create a terms and reference database and standard document formats for financial reporting.
FINRA charged an independent order-execution and clearing firm, and its CEO, with aiding and abetting manipulative trading.
SEC Acting Chair Michael Piwowar encouraged the undertaking of a "Special Study" of the securities markets by the Columbia Law School Capital Markets Program. The Study will offer recommendations for financial market regulatory reform.