The CFTC Division of Market Oversight will undertake a comprehensive review of swap data reporting requirements.
News & Insights
22403 News Results
The European Securities and Markets Authority issued updated "Questions and Answers" on the implementation of the Market in Financial Instruments Directive and Regulation.
The OCC examined risks facing national banks and federal savings associations in the "Semiannual Risk Perspective for Spring 2017."
New SRO rule changes and proposals were announced by the SEC for the week of July 3 to July 7, 2017.
The NFA supported proposed CFTC amendments regarding the duties and reporting requirements of Chief Compliance Officers.