As the regulatory standards for cybersecurity compliance procedures are steadily ratcheting upwards, firms that fail to document and implement "best practice" procedures are putting themselves at substantial civil and regulatory risk.

The Office of the Comptroller of the Currency requested public comment on the Volcker Rule.

New SEC notices of exchange rule changes and proposals for the week of July 31 to August 4, 2017.

FINRA summarized the latest FINRA news, regulatory notices, guidance and resources in a July 2017 podcast.

In the July 28, 2017 issue of The Risk Desk, John Sodergreen interviewed Division of Market Oversight Director Amir Zaidi on CFTC plans to improve swap data reporting regulations and policies.