On September 11, 2017, FINRA will begin transitioning from paper form 211 to electronic form 211.

A Singapore-based oilfield services company agreed to pay $415,350 to settle potential civil liability for alleged violations of the Iranian Transactions and Sanctions Regulations.

The SEC Division of Corporation Finance granted an exemption to an exchange-traded fund from certain tender offer requirements.

Several regulatory agencies published semiannual agendas in the Federal Register. The agendas include rules that the agencies intend to propose or promulgate over the course of the next year.

FINRA elected two new Firm Governors and appointed three Public Governors to the Board.