The SEC charged a New York-based businessman with defrauding investors through two "so-called" initial coin offerings.
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SEC Chair Jay Clayton provided an update on the investigation into the 2016 EDGAR system security breach.
A Texas-based crude oil trading firm agreed to pay a civil monetary penalty to settle charges of supervision failures related to spoofing misconduct by an employee.
The SEC announced new SRO rule changes and proposals for the week of September 25 to September 29, 2017.
The SEC charged a former sales executive, his business partner, and six individuals with insider trading ahead of an announcement that Life Time Fitness, Inc. was going to be acquired.