The U.S. Department of the Treasury is removing the Office of Thrift Supervision regulations from the Code of Federal Regulations
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In testimony before the U.S. House Committee on Agriculture, CFTC Chair Christopher Giancarlo stated that he will extend the current swap dealer de minimis threshold through at least the end of 2019.
The SEC considered proposed amendments to simplify disclosure requirements for public companies, investment advisers and investment companies.
A Dubai-based proprietary trading firm settled CFTC charges that (i) an employee engaged in multiple acts of spoofing and (ii) the firm lacked adequate policies and procedures to prevent the spoofing activity.
Federal banking agencies reminded banks that Call Reports for the third quarter are due on October 30, 2017.