Commentary by Steven Lofchie
The U.S. Senate voted to overturn the Consumer Financial Protection Bureau arbitration rule.
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Commentary by Steven Lofchie
A former head of foreign exchange trading for an international bank was found guilty of conspiracy and wire fraud for his role in manipulating currency markets in order to generate profits for his employer and himself.
FINRA proposed fees for providing (i) the Trade Reporting and Compliance Engine ("TRACE") Security Activity Report and (ii) the End-of-Day TRACE Transaction File.
The SEC approved a new Public Company Accounting Oversight Board auditor reporting standard that expands the scope of an audit report that must be communicated to an audit committee.
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System and the FDIC published frequently asked questions on the Liquidity Coverage Ratio.